Nicholas Pontrello

Nicholas helps educators, individuals and families understand how their retirement benefits, investments and broader financial priorities can work together as part of a coordinated financial plan.

Professional Background

Before entering financial services, Nicholas gained experience in sales, management and transportation. His work introduced him to people from a wide range of backgrounds and gave him firsthand insight into how often financial planning can feel inaccessible or be postponed until later in life. That experience reinforced his belief that clear, practical guidance can help people better understand their options and prepare thoughtfully for the future.

Nicholas joined The Legend Group to work alongside his father, Tom Pontrello, CFP®, and learn from his nearly four decades of experience serving clients. The firm’s emphasis on client education, comprehensive planning and lasting relationships reflects the approach Nicholas brings to his own work. These principles help clients make informed decisions with greater confidence and pursue financial stability throughout each stage of life.

Qualifications and Registrations

Having passed the Series 7 and Series 66 examinations, Nicholas is dually registered through Lincoln Investment as a General Securities Representative and an Investment Adviser Representative.

Areas of Focus

• 403(b), Roth 403(b) and New York pension coordination
• Traditional IRA, Roth IRA and retirement rollover planning
• Investment planning and portfolio management
• Comprehensive financial planning for educators, individuals and families

Community

Raised in Western New York, Nicholas is a graduate of St. Joseph’s Collegiate Institute and an Eagle Scout. He also serves on the Core Team for the young adult ministry at St. Gregory the Great.